This document seeks to
contribute to the debate on the production and use of embryonic
stem cells which is now taking place in scientific and ethical
literature and in public opinion. Given the growing relevance of the
debate on the limits and liceity of the production and use of such
cells, there is a pressing need to reflect on the ethical
implications which are present.
The first section will
very briefly set out the most recent scientific data on stem cells
and the biotechnological data on their production and use. The
second section will draw attention to the more relevant ethical
problems raised by these new discoveries and their applications.
Scientific Aspects
Although some aspects need to be studied more thoroughly, a commonly
accepted definition of
Astem
cell" describes it as a cell with two characteristics: 1) the
property of an unlimited self-maintenance - that is, the
ability to reproduce itself over a long period of time without
becoming differentiated; and 2) the capability to produce
non-permanent progenitor cells, with limited capacity for
proliferation, from which derive a variety of lineages of highly
differentiated cells (neural cells, muscle cells, blood cells,
etc.). For about thirty years stem cells have provided a
vast field of research in adult tissue,
in embryonic tissue and in in vitro
cultures of embryonic stem cells of experimental animals.
But public attention has recently increased with a new milestone
that has been reached: the production of human embryonic stem
cells.
Human embryonic stem cells
Today, the preparation of human embryonic stem cells (human
ES cells) implies the following:
1) the production of human embryos and/or the use of
the surplus embryos resulting from in vitro fertilization
or of frozen embryos; 2) the development of
these embryos to the stage of initial blastocysts; 3) the
isolation of the embryoblast or inner cell mass (ICM) -
which implies the destruction of the embryo; 4) culturing
these cells on a feeder layer of irradiated mouse embryonic
fibroblasts in a suitable medium, where they can multiply and
coalesce to form colonies; 5) repeated subculturing of these
colonies, which lead to the formation of cell lines
capable of multiplying indefinitely while preserving the
characteristics of ES cells for months and years.
These ES cells, however, are only the point of departure for the
preparation of differentiated cell lines, that is, of cells
with the characteristics proper of the various tissues (muscle,
neural, epithelial, haematic, germinal, etc.). Methods for
obtaining them are still being studied;
but the injection of human ES cells into experimental animals (mice)
or their culture in vitro in controlled environments to their
confluence have shown that they are able to produce differentiated
cells which, in a normal development, would derive from the three
different embryonic tissue layers: endoderm (intestinal epithelium),
mesoderm (cartilage, bone, smooth and striated muscle) and ectoderm
(neural epithelium, squamous epithelium).
The results of these experiments had a great impact on the world of
both science and biotechnology - especially medicine and
pharmacology - no less than the world of business and the mass
media. There were high hopes that the application of this knowledge
would lead to new and safer ways of treating serious diseases,
something which had been sought for years.
But the impact was greatest in the political world.
In the United States in particular, in response to the long-standing
opposition of Congress to the use of federal funds for research in
which human embryos were destroyed, there came strong pressure from
the National Institutes of Health (NIH), among others, to obtain
funds for at least using stem cells produced by private groups;
there came also recommendations from the National Bioethics Advisory
Committee (NBAC), established by the Federal Government to study the
problem, that public money should be given not only for research on
embryonic stem cells but also for producing them. Indeed, persistent
efforts are being made to rescind definitively the present legal ban
on the use of federal funds for research on human embryos.
Similar
pressures are being brought to bear also in England, Japan and
Australia.
Therapeutic cloning
It had become clear that the therapeutic use of ES cells, as such,
entailed significant risks, since - as had been observed in
experiments on mice - tumours resulted. It would have been
necessary therefore to prepare specialized lines of
differentiated cells as they were needed; and it did not appear
that this could be done in a short period of time. But, even if
successful, it would have been very difficult to be certain that the
inoculation or therapeutic implant was free of stem cells, which
would entail the corresponding risks. Moreover there would have
been a need for further treatment to overcome immunological
incompatibility. For these reasons, three methods of therapeutic
cloning
were proposed, suitable for preparing pluripotent human embryonic
stem cells with well defined genetic information from which desired
differentiation would then follow.
1.
The replacement of the nucleus of an oocyte with the nucleus of an
adult cell of a given subject, followed by embryonic development
to the stage of blastocyst and the use of the inner cell mass (ICM)
in order to obtain ES cells and, from these, the desired
differentiated cells.
2.
The transfer of a nucleus of a cell of a given subject into an
oocite of another animal. An eventual success in this procedure
should lead - it is presumed - to the development of a human embryo,
to be used as in the preceding case.
3.
The reprogramming of the nucleus of a cell of a given subject by
fusing the ES cytoplast with a somatic cell karyoplast, thus
obtaining a "cybrid". This is a possibility which is still under
study. In any event, this method too would seem to demand a prior
preparation of ES cells from human embryos.
Current
scientific research is looking to the first of these possibilities
as the preferred method, but it is obvious that - from a moral point
of view, as we shall see - all three proposed solutions are
unacceptable.
Adult stem cells
From studies on adult stem cells (ASC) in the last thirty years it
had been clearly shown that many adult tissues contain stem cells,
but stem cells capable of producing only cells proper to a given
tissue. That is, it was not thought that these cells could be
reprogrammed. In more recent years,
however, pluripotent stem cells were also discovered in
various human tissues - in bone marrow (HSCs), in the brain (NSCs),
in the mesenchyme (MSCs) of various organs, and in umbilical cord
blood (P/CB, placental/cord blood); these are cells capable of
producing different types of cells, mostly blood cells, muscle cells
and neural cells. It was learnt how to recognize them, select them,
maintain them in development, and induce them to form different
types of mature cells by means of growth factors and other
regulating proteins. Indeed noteworthy progress has already been
made in the experimental field, applying the most advanced methods
of genetic engineering and molecular biology in analyzing the
genetic programme at work in stem cells,
and in importing the desired genes into stem cells or progenitor
cells which, when implanted, are able to restore specific functions
to damaged tissue.
It is sufficient to mention, on the basis of the reported
references, that in human beings the stem cells of bone marrow, from
which the different lines of blood cells are formed, have as their
marker the molecule CD34; and that, when purified, these cells are
able to restore entirely the normal blood count in patients who
receive ablative doses of radiation and chemotherapy, and this with
a speed which is in proportion to the quantity of cells used.
Furthermore, there are already indications on how to guide the
development of neural stem cells (NSCs) through the use of various
proteins - among them neuroregulin and bone morphogenetic protein 2
(BMP2) - which can direct NSCs to become neurons or glia
(myelin-producing neural support cells) or even smooth muscle
tissue.
The note of satisfaction, albeit cautious, with which many of the
cited works conclude is an indication of the great promise that
Aadult
stem cells" offer for effective treatment of many pathologies. Thus
the affirmation made by D. J. Watt and G. E. Jones:
A
The muscle stem cell, whether it be of the embryonic myoblast
lineage, or of the adult satellite status, may well turn out to be a
cell with far greater importance to tissues other than its tissue of
origin and may well hold the key to future therapies for diseases
other than those of a myogenic nature" (p. 93). As J. A. Nolta and
D. B. Kohn emphasize:
AProgress
in the use of gene transfer into haemotopoietic cells has led to
initial clinical trials. Information developed by these early
efforts will be used to guide future developments. Ultimately, gene
therapy may allow a number of genetic and acquired diseases to be
treated, without the current complications from bone marrow
transplantation with allogeneic cells." (p. 460); and the
confirmation offered by D. L. Clarke and J. Frisén: "These studies
suggest that stem cells in different adult tissues may be more
similar than previously thought and perhaps in some cases have a
developmental repertoire close to that of ES cells" (p. 1663) and
Ademonstrates
that an adult neural stem cell has a very broad developmental
capacity and may potentially be used to generate a variety of cell
types for transplantation in different diseases@
(p. 1660).
The
progress and results obtained in the field of adult stem cells (ASC)
show not only their great plasticity but also their many possible
uses, in all likelihood no different from those of embryonic stem
cells, since plasticity depends in large part upon genetic
information, which can be reprogrammed.
Obviously, it is not yet possible to compare the therapeutic results
obtained and obtainable using embryonic stem cells and adult stem
cells. For the latter, various pharmaceutical firms are already
conducting clinical experiments
which are showing success and raising genuine hopes for the not too
distant future. With embryonic stem cells, even if various
experimental approaches prove positive,
their application in the clinical field - owing precisely to the
serious ethical and legal problems which arise - needs to be
seriously reconsidered and requires a great sense of responsibility
before the dignity of every human being.
Ethical Problems
Given
the nature of this article, the key ethical problems implied by
these new technologies are presented briefly, with an indication of
the responses which emerge from a careful consideration of the human
subject from the moment of conception. It is this consideration
which underlies the position affirmed and put forth by the
Magisterium of the Church.
The
first ethical problem, which is fundamental, can be
formulated thus: Is it morally licit to produce and/or use living
human embryos for the preparation of ES cells?
The answer is negative,
for the following reasons:
1. On the basis of a complete biological analysis, the living human
embryo is - from the moment of the union of the gametes - a human
subject with a well defined identity, which from that point
begins its own coordinated, continuous and gradual development,
such that at no later stage can it be considered as a simple mass of
cells.
2. From this it follows that as a
Ahuman
individual" it has the right to its own life; and
therefore every intervention which is not in favour of the embryo is
an act which violates that right. Moral theology has always taught
that in the case of
Ajus
certum tertii" the system of probabilism does not apply.
3.
Therefore, the ablation of the inner cell mass (ICM) of the
blastocyst, which critically and irremediably damages the human
embryo, curtailing its development, is a gravely immoral act
and consequently is gravely illicit.
4.
No end believed to be good, such as the use of stem cells for
the preparation of other differentiated cells to be used in what
look to be promising therapeutic procedures, can justify an
intervention of this kind. A good end does not make right an
action which in itself is wrong.
5. For Catholics, this position is explicitly confirmed by the
Magisterium of the Church which, in the Encyclical Evangelium
Vitae, with reference to the Instruction Donum Vitae of
the Congregation for the Doctrine of the Faith, affirms:
AThe
Church has always taught and continues to teach that the result of
human procreation, from the first moment of its existence, must be
guaranteed that unconditional respect which is morally due to the
human being in his or her totality and unity in body and spirit:
>The
human being is to be respected and treated as a person from the
moment of conception; and therefore from that same moment his rights
as a person must be recognized, among which in the first place is
the inviolable right of every innocent human being to life'"(No.
60).
The second ethical problem can be formulated thus:
Is it morally licit to engage
in so-called
Atherapeutic
cloning" by producing cloned
human embryos and then destroying them in order to produce ES cells?
.Cf.
M. LOEFFLER, C. S POTTEN, Stem Cells and Cellular Pedigrees
- a Conceptual
Introduction, in C. S.
POTTEN (ed.), Stem Cells, Academic Press, London
(1997), pp.1-27; D. Van der KOOY, S. WEISS, Why Stem Cells?,
Science 2000, 287, 1439-1441.
.Cf.
T: NAKANO, H. KODAMA, T. HONJO, Generation of
Lymphohematopoietic Cells from Embryonic Stem Cells in Culture,
Science 1994, 265, 1098-1101; G. KELLER, In Vitro
Differentiation of Embryonic Stem Cells, Current Opinion in
Cell Biology 1995, 7, 862-869; S. ROBERTSON, M. KENNEDY, G.
KELLER, Hematopoietic Commitment During Embryogenesis,
Annals of the New York Academy of Sciences 1999, 872, 9-16.
.Cf.
J. A .THOMSON, J. ITSKOVITZ-ELDOR, S. S. SHAPIRO et al.,
Embryonic Stem Cell Lines Derived from Human Blastocysts,
Science 1998, 282, 1145-1147; G. VOGEL, Harnessing the
Power of Stem Cells, Science 1999, 283, 1432-1434.
.Cf.
F. M. WATT, B. L. M. HOGAN, Out of Eden: Stem Cells and
Their Niches, Science 2000, 287, 1427-1430.
.Cf.
J. A. THOMSON, J. ITSKOVITZ-ELDOR, S. S. SHAPIRO et al., op.
cit.
.Cf.
U.S. CONGRESS, OFFICE OF TECHNOLOGY ASSESSMENT, Neural
Grafting: Repairing the Brain and Spinal Cord, OTA-BA-462,
Washington, DC, U.S. Government Printing Office, 1990; A.
McLAREN, Stem Cells: Golden Opportunities with Ethical
Baggage, Science 2000, 288, 1778.
.Cf.
E. MARSHALL, A Versatile Cell Line Raises Scientific Hopes,
Legal Questions, Science 1998, 282, 1014-1015; J. GEARHART,
New Potential for Human Embryonic Stem Cells, ibid.,
1061-1062; E. MARSHALL, Britain Urged to Expand Embryo
Studies, ibid., 2167-2168; 73 SCIENTISTS, Science Over
Politics, Science 1999, 283, 1849-1850; E. MARSHALL,
Ethicists Back Stem Cell Research, White House Treads Cautiously,
Science 1999, 285, 502; H. T. SHAPIRO, Ethical Dilemmas and
Stem Cell Research, ibid., 2065; G. VOGEL, NIH Sets
Rules for Funding Embryonic Stem Cell Research, Science
1999, 286, 2050; G. KELLER, H. R. SNODGRASS, Human Embryonic
Stem Cells: the Future Is Now, Nature Medicine 1999, 5,
151-152; G.J. ANNAS, A. CAPLAN, S. ELIAS, Stem Cell Politics,
Ethics and Medical Progress, ibid., 1339-1341; G. VOGEL,
Company Gets Rights to Cloned Human Embryos, Science 2000,
287, 559; D. NORMILE, Report Would Open Up Research in Japan,
ibid., 949; M. S. FRANKEL, In Search of Stem Cell Policy,
ibid., 1397; D. PERRY, Patients Voices: the Powerful Sound
in the Stem Cell Debate, ibid., 1423; N. LENOIR, Europe
Confronts the Embryonic Stem Cell Research Challenge, ibid.,
1425-1427; F. E. YOUNG, A Time for Restraint, ibid.,
1424; EDITORIAL, Stem Cells, Nature Medicine 2000, 6,
231.
.D.
DAVOR, J. GEARHART, Putting Stem Cells to Work, Science
1999, 283, 1468-1470.
.Cf.
C. S. POTTEN (ed.), Stem Cells, Academic Press, London
1997, p. 474; D. ORLIC, T. A. BOCK, L. KANZ, Hemopoietic
Stem Cells: Biology and Transplantation, Ann. N. Y. Acad.
Sciences, vol. 872, New York 1999, p. 405; M. F. PITTENGER, A.
M. MACKAY, S.C. BECK et al., Multilineage Potential of Adult
Human Mesenchymal Stem Cells, Science 1999, 284, 143-147;
C. R. R. BJORNSON, R.L. RIETZE, B. A. REYNOLDS et al.,
Turning Brain into Blood: a Hematopoietic Fate Adopted by Adult
Neural Stem Cells in vivo, Science 1999, 283, 534-536; V.
OUREDNIK, J. OUREDNIK, K. I. PARK, E. Y. SNYDER, Neural Stem
Cells - a Versatile
Tool for Cell Replacement and Gene Therapy in the Central
Nervous System,
Clinical Genetics 1999, 56, 267-278; I. LEMISCHKA, Searching
for Stem Cell Regulatory Molecules: Some General Thoughts and
Possible Approaches, Ann. N.Y. Acad. Sci. 1999, 872,
274-288; H. H. GAGE, Mammalian Neural Stem Cells,
Science 2000, 287, 1433-1438; D. L. CLARKE, C. B. JOHANSSON, J.
FRISEN et al., Generalized Potential of Adult Neural Stem
Cells, Science 2000, 288, 1660-1663; G. VOGEL, Brain
Cells Reveal Surprising Versatility, ibid., 1559-1561.
.Cf.
R. L. PHILLIPS, R. E. ERNST, I. R. LEMISCHKA, et al., The
Genetic Program of Hematopoietic Stem Cells, Science 2000,
288, 1635-1640.
.Cf.
D. J. WATT, G. E. JONES, Skeletal Muscle Stem Cells:
Function and Potential Role in Therapy, in C. S. POTTEN,
Stem Cells, op. cit., 75-98; J. A. NOLTA, D. B. KOHN,
Haematopoietic Stem Cells for Gene Therapy, ibid.,
447-460; Y. REISNER, E. BACHAR-LUSTIG, H-W. LI et al., The
Role of Megadose CD34+ Progenitor Cells in the Treatment of
Leukemia Patients Without a Matched Donor and in Tolerance
Induction for Organ Transplantation, Ann. N.Y. Acad. Sci.
1999, 872, 336-350; D. W. EMERY, G. STAMATOYANNOPOULOS,
Stem Cell Gene Therapy for the ß-Chain Hemoglobinopathies,
ibid., 94-108; M. GRIFFITH, R. OSBORNE, R. MUNGER, Functional
Human Corneal Equivalents Constructed from Cell Lines,
Science 1999, 286, 2169-2172; N. S. ROY, S. WANG, L. JIANG et
al., In vitro Neurogenesis by Progenitor Cells Isolated from
the Adult Hippocampus, Nature Medicine 2000, 6, 271-277; M.
NOBLE, Can Neural Stem Cells Be Used as Therapeutic Vehicles
in the Treatment of Brain Tumors?, ibid., 369-370; I. L.
WEISSMAN, Translating Stem and Progenitor Cell Biology to the
Clinic: Barriers and Opportunities, Science 2000, 287,
1442-1446; P. SERUP, Panning for Pancreatic Stem Cells,
Nature Genetics 2000, 25, 134-135.
.E.
MARSHALL, The Business of Stem Cells, Science 2000, 287,
1419-1421.
.Cf.
O. BRUSTLE, K. N. JONES, R. D. LEARISH et al., Embryonic Stem
Cell-Derived Glial Precursors: a Source of Myelinating
Transplants, Science 1999, 285, 754-756; J. W. McDONALD, X-Z
LIU, Y. QU et al., Transplanted Embryonic Stem Cells Survive,
Differentiate and Promote Recovery in Injured Rat Spinal Cord,
Nature Medicine 1999, 5, 1410-1412.
.Cf.
A. SERRA , R. COLOMBO, Identità e Statuto dell'Embrione
Umano: il Contributo della Biologia,
in PONTIFICIA ACADEMIA PRO VITA, Identità e Statuto dell'Embrione
Umano,
Libreria Editrice Vaticana, Città del Vaticano 1998, pp.106-158.
.Cf.
I. CARRASCO de PAULA, Il Rispetto Dovuto all'Embrione
Umano: Prospettiva Storico-Dottrinale,
in ibid., pp. 9-33; R. LUCAS LUCAS, Statuto Antropologico
dell'Embrione
Umano, in
ibid., pp.159-185; M. COZZOLI, L'Embrione
Umano: Aspetti Etico-Normativi,
in ibid., pp.237- 273; L. EUSEBI, La Tutela dell'Embrione
Umano: Profili Giuridici,
in ibid., pp. 274-286.
.JOHN
PAUL II, Encyclical Letter
"Evangelium Vitae"
(25 March 1995), Acta Apostolicae Sedis 1995, 87, 401-522; cf.
also CONGREGATION FOR THE DOCTRINE OF THE FAITH, Instruction
on Respect for Human Life in Its Origins and on the Dignity of
Procreation "Donum
Vitae" (22 February
1987), Acta Apostolicae Sedis 1988, 80, 70-102.
.CONGREGATION
FOR THE DOCTRINE OF THE FAITH, op. cit., I, no. 6;
C.B.COHEN (ed.), Special Issue: Ethics and the Cloning of
Human Embryos, Kennedy Institute of Ethics Journal 1994,
n.4, 187-282; H. T. SHAPIRO, Ethical and Policy Issues of
Human Cloning, Science 1997, 277, 195-196; M.L. DI PIETRO,
Dalla Clonazione Animale alla Clonazione dell'Uomo?,
Medicina e Morale 1997, no. 6, 1099-2005; A. SERRA, Verso la
Clonazione dell'Uomo? Una
Nuova Frontiera della Scienza,
La Civiltà Cattolica 1998 I, 224-234; ibid., La Clonazione
Umana in Prospettiva
"Sapienziale",
ibid., 329-339.